Legal Notice

Synergy Vista Capital, LLC

Registered office
675 S Green Valley Parkway #1334, Henderson, NV 89052 United States

info@synergyvistacapital.com

Business ID no.

 VAT no.

 Regulatory Bodies for Private Equity & Family Offices (Non-Public Stock Investors)

 Private Equity Firms

Regulator: U.S. Securities and Exchange Commission (SEC)

Applies Even Without Public Market Investments

Private equity firms typically must register as investment advisers if they manage more than $150 million in assets (under the Investment Advisers Act of 1940).

Registration is required regardless of whether they invest in public or private companies.

Some smaller PE firms may qualify for exemptions (e.g., exempt reporting adviser status).

Family Offices

Regulator: SEC (via the Family Office Rule, Rule 202(a)(11)(G)-1)

Exemption from Registration:

Only if they qualify as a Single Family Office (SFO).

They must only manage the wealth of one family, and not advise or manage money for outsiders.

Investment in private assets only (e.g., private companies, real estate) still requires compliance with anti-fraud rules, even if exempt from adviser registration.